Regulatory

Canadian Registration

Dynamic Tree is registered with the provincial securities regulators to carry on business as an advisor in each of the provinces of Ontario, British Columbia, Quebec, and Alberta. Dynamic Tree is also registered as an Exempt Market Dealer in Ontario and Alberta.

www.securities-administrators.ca

Swiss Anti-Money Laundering Supervision

Dynamic Tree Asset Management AG is regulated by VQF Financial Services Standards Association. As Self-Regulatory Organization (SRO) officially recognized by the Federal Financial Market Supervisory Authority (FINMA), the VQF is obliged to supervise its members in their efforts to combat money laundering and prevent the financing of terrorism.

www.vqf.ch

Industry Organisation for Independent Asset Managers

Dynamic Tree Asset Management AG is a member of BOVV, an industry organization for independent Asset Managers with “rules of professional conduct for the practice of asset management”, officially recognized by the Swiss Financial Market Supervisory Authority (FINMA).

www.vqf.ch/bovv

Auditors

Re-Vision Treuhand GmbH, Switzerland