Canadian Registration

Dynamic Tree is registered with the provincial securities regulators to carry on business as an advisor in each of the provinces of Ontario, British Columbia, Quebec, and Alberta. Dynamic Tree is also registered as an Exempt Market Dealer in Ontario and Alberta.

www.securities-administrators.ca

Swiss Anti-Money Laundering Supervision

Dynamic Tree Asset Management AG is regulated by VQF Financial Services Standards Association. As Self-Regulatory Organization (SRO) officially recognized by the Federal Financial Market Supervisory Authority (FINMA), the VQF is obliged to supervise its members in their efforts to combat money laundering and prevent the financing of terrorism.

www.vqf.ch

Swiss Financial Institution Act

When the new Swiss Financial Institutions Act (FinIA) enters into force on 1 January 2023, financial services providers will require a license from the Swiss Financial Market Supervisory Authority (FINMA). Dynamic Tree Asset Management AG plans to apply for a license as a Portfolio Manager with FINMA pursuant to Article 17 (1) of FinIA during the second quarter of 2022. Information regarding the future Swiss licensing status of Dynamic Tree Asset Management AG can be found on this website.

Auditors

Re-Vision Treuhand GmbH, Switzerland