Regulatory

FINMA License

Dynamic Tree is licensed by the Swiss Financial Market Supervisory Authority (FINMA) and supervised by the Organisation de Surveillance Financière (OSFIN). This license confirms our compliance with Switzerland’s stringent financial regulations.

FINMA oversight ensures that licensed asset managers adhere to strict governance, risk management, and financial integrity standards. It provides clients with the assurance that we operate transparently and in line with Swiss regulatory requirements.

FINMA maintains a public register of licensed asset managers. You can verify our license by downloading the official register from the FINMA website (PDF available at the end of the page).

Canadian Registration

Dynamic Tree is registered with the provincial securities regulators to carry on business as an advisor in each of the provinces of Ontario, British Columbia, Quebec, and Alberta. Dynamic Tree is also registered as an Exempt Market Dealer in Ontario and Alberta.

www.securities-administrators.ca

Auditors

Re-Vision Treuhand GmbH, Switzerland