Regulatory

Canadian Registration

Dynamic Tree Asset Management AG is registered as a Portfolio Manager and as an Exempt Market Dealer with the provincial securities commissions in Ontario, Qu├ębec, Alberta and British Columbia.

www.securities-administrators.ca

Swiss Anti-Money Laundering Supervision

Dynamic Tree Asset Management AG is regulated by VQF Financial Services Standards Association. As Self-Regulatory Organization (SRO) officially recognized by the Federal Financial Market Supervisory Authority (FINMA), the VQF is obliged to supervise its members in their efforts to combat money laundering and prevent the financing of terrorism.

www.vqf.ch

Industry Organisation for Independent Asset Managers

Dynamic Tree Asset Management AG is a member of BOVV, an industry organization for independent Asset Managers with “rules of professional conduct for the practice of asset management”, officially recognized by the Swiss Financial Market Supervisory Authority (FINMA).

www.vqf.ch/bovv

Auditors

Re-Vision Treuhand GmbH, Switzerland